Rule 170
(a) Any incursion or transit by a belligerent military aircraft (including a UAV/UCAV) or missile into or through neutral airspace is prohibited. This is without prejudice to the right of transit passage through straits used for international navigation or archipelagic sea lanes passage.
[Commentary]
(b) A Neutral must exercise surveillance, to the extent that the means at its disposal allow, to enable it to prevent the violation of its neutrality by belligerent forces.
[Commentary]
(c) In the event a belligerent military aircraft enters neutral airspace (other than straits used for international navigation or archipelagic sea lanes), the Neutral must use all the means at its disposal to prevent or terminate that violation. If captured, the aircraft and their crews must be interned for the duration of the armed conflict.
[Commentary]
- The first sentence of Rule 170 (a) is based on Art. 40 of the HRAW (“Belligerent military aircraft are forbidden to enter the jurisdiction of a neutral state”) and reemphasizes the principle of inviolability of neutral airspace. Accordingly, any entry into neutral airspace by belligerent military aircraft or missiles constitutes a violation of the Neutral’s inviolability.
- However, in view of the recent development of international law regarding the rights of transit and archipelagic sea lanes passage, the airspace above neutral international straits and archipelagic sea lanes remains open at all times to belligerent aircraft, including armed military aircraft. Of course, such passage must be continuous and expeditious and must be undertaken in the normal mode of flight of the aircraft involved. Belligerent aircraft must refrain from acts of hostility while in transit, but may engage in activities that are consistent with their security and the security of accompanying surface and subsurface forces. The Neutral is under an obligation not to suspend, hamper or otherwise impede the right of transit passage or the right of archipelagic sea lanes passage (see Para. 7.3.6 of NWP[801] and Para. 7.3.9 of NWP[802] ). See also paragraph 8 of the Commentary on Rule 1 (a).
- UAVs/UCAVs also enjoy the rights of transit or of archipelagic sea lanes passage. Therefore, they may transit the airspace above an international strait or an archipelagic sea lane continuously and expeditiously. They are, however, prohibited to loiter within that airspace for purposes other than transit.
- Warships exercising the rights of transit passage or of archipelagic sea lanes passage are entitled to launch and to take on board UAVs and UCAVs. If UAVs are a necessary element of a warship’s force protection, they may be employed even if they do not transit “continuously and expeditiously”, provided that the use of such UAVs is “incidental” to the warship’s “normal mode”.[803]
- The prohibition to enter neutral airspace does not apply to belligerent military aircraft in distress (see Rule 172 (a) (i)).
- For the entry of belligerent medical aircraft into neutral airspace, see Rule 84 and Rule 85.
- Para. 7.3.6 of NWP (“Neutral international straits”): “Customary international law as reflected in the 1982 LOS Convention provides that belligerent and neutral surface ships, submarines, and aircraft have a right of transit passage through, over, and under all straits used for international navigation. Neutral nations cannot suspend, hamper, or otherwise impede this right of transit passage through international straits. Belligerent forces transiting through international straits overlapped by neutral waters must proceed without delay, must refrain from the threat or use of force against the neutral nation, and must otherwise refrain from acts of hostility and other activities not incident to their transit. Belligerent forces in transit may, however, take defensive measures consistent with their security, including the launching and recovery of military devices, screen formation steaming, and acoustic and electronic surveillance, and may respond in self-defense to a hostile act or hostile intent. Belligerent forces may not use neutral straits as a place of sanctuary or as a base of operations, and belligerent warships may not exercise the belligerent right of visit and search in those waters.”
- Para. 7.3.9 of NWP (“Neutral airspace and duties”): “(1) Neutral territory extends to the airspace over a neutral nation’s lands, internal waters, archipelagic waters (if any), and territorial sea. Belligerent military aircraft are forbidden to enter neutral airspace with the following exceptions: (a) The airspace above neutral international straits and archipelagic sea lanes remains open at all times to belligerent aircraft, including armed military aircraft, engaged in transit or archipelagic sea lanes passage. Such passage must be continuous and expeditious and must be undertaken in the normal mode of flight of the aircraft involved. Belligerent aircraft must refrain from acts of hostility while in transit, but may engage in activities that are consistent with their security and the security of accompanying surface and subsurface forces. … (2) Neutral nations have an affirmative duty to prevent violation of neutral airspace by belligerent military aircraft, to compel offending aircraft to land, and to intern both offending aircraft and crew. Should a neutral nation be unable or unwilling to prevent the unlawful entry or use of its airspace by belligerent military aircraft, belligerent forces of the other side may undertake such self-help enforcement measures as the circumstances may require.”
- Art. 39 (1) and (3) of UNCLOS (“Duties of Ships and Aircraft during Transit Passage”): “(1) Ships and aircraft, while exercising the right of transit passage, shall: (a) proceed without delay through or over the strait; (b) refrain from any threat or use of force against the sovereignty, territorial integrity or political independence of States bordering the strait, or in any other manner in violation of the principles of international law embodied in the Charter of the United Nations; (c) refrain from any activities other than those incident to their normal modes of continuous and expeditious transit unless rendered necessary by force majeure or by distress; (d) comply with other relevant provisions of this Part. … (3) Aircraft in transit passage shall: (a) observe the Rules of the Air established by the International Civil Aviation Organization as they apply to civil aircraft; State aircraft will normally comply with such safety measures and will at all times operate with due regard for the safety of navigation; (b) at all times monitor the radio frequency assigned by the competent internationally designated air traffic control authority or the appropriate international distress radio frequency.”
Art. 54 of UNCLOS declares Art. 44 to be applicable to archipelagic sea lanes passage, see fn. 732.
The obligation to prevent or to terminate violations of its neutral status implies that the Neutral must be sufficiently aware of what is occurring both within and in the vicinity of its national airspace. This denotes an obligation to use all available means, including radar and other electronic equipment, with a view to monitoring on a constant basis the national and adjacent airspace.
- A Neutral is bound to use all the means at its disposal to prevent belligerent military aircraft from entering its jurisdiction (see Rule 170 (b)).
- Rule 170 (c) is derived from Art. 25 of the 1907 Hague Convention (XIII),[804] as well as from Art. 42[805] and Art. 47 of the HRAW.[806]
- The Neutral whose national airspace has been violated by an intruding belligerent military aircraft is obliged to terminate that violation. If possible, the intruding aircraft ought to be compelled to land. But, if it does not comply, the Neutral is entitled to shoot it down. Should the aircraft land, as required, the Neutral must intern the aircraft and its crew for the duration of the international armed conflict. This obligation derives from Art. 42 of the HRAW[807] and customary international law.[808]
- Whenever members of the armed forces of a Belligerent Party enter neutral territory, they have to be interned by the Neutral for the duration of the international armed conflict. This general norm applies irrespective of the circumstances in which aircrews enter the territory of a Neutral. According to Art. 43 of the HRAW “[t]he personnel of a disabled belligerent military aircraft rescued outside neutral waters and brought into the jurisdiction of a neutral state by a neutral military aircraft and there landed shall be interned.”
- Parachutists from an aircraft in distress (see Section T), landing in neutral territory (for whatever reason, e.g., due to wind currents), must also be interned. If such parachutists in distress land in international waters, and are rescued by neutral vessels or aircraft, they must equally be interned for the duration of the international armed conflict.
- Art. 25 of Hague Convention (XIII): “A neutral Power is bound to exercise such surveillance as the means at its disposal allow to prevent any violation of the provisions of the above Arts. occurring in its ports or roadsteads or in its waters.”
- Art. 42 of the HRAW: “A neutral government must use the means at its disposal to prevent the entry within its jurisdiction of belligerent military aircraft and to compel them to alight if they have entered such jurisdiction. A neutral government shall use the means at its disposal to intern any belligerent military aircraft which is within its jurisdiction after having alighted for any reason whatsoever, together with its crew and the passengers, if any.”
- Art. 47 of the HRAW: “A neutral state is bound to take such steps as the means at its disposal permit to prevent within its jurisdiction aerial observation of the movements, operations or defenses of one belligerent, with the intention of informing the other belligerent.”
- Art. 42 of the HRAW, see fn. 805.
- The final sentence of the first subpara. of Para. 7.3.1. of NWP reads: “Belligerent troops that enter neutral territory must be disarmed and interned until the end of the armed conflict.”

